Jonathan D. Calder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan D Calder, who also goes by Jonathan Calder, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1991. Jonathan had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2009 - June 29, 2020
NORTH SEA SECURITIES L.P.
October 8, 1998 - March 12, 2009
CITIGROUP GLOBAL MARKETS INC.
February 25, 1991 - October 8, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NORTH SEA SECURITIES L.P.
CRD#: 35530 / SEC#: , 8-47071
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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