Kenneth R. Nostro

SALIENT CAPITAL L.P.

Houston, TX 77024

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CRD#: 2123581

Professional summary

Kenneth Robert Nostro, who also goes by Ken Robert Nostro, Kenny Robert Nostro, is a registered financial professional currently at SALIENT CAPITAL L.P. located in Houston, Texas.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1991. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Robert Nostro | Kenny Robert Nostro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Robert Nostro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

Houston, TX

Past

January 30, 2008 - December 31, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

December 2, 2004 - January 8, 2008

DSIL INVESTMENT SERVICES LLC

CRD#: 30149

NEW YORK, NY

Past

March 2, 1992 - November 26, 2004

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

CRD#: 15654

NEW YORK, NY

Past

February 22, 1991 - January 9, 1992

JULIUS BAER SECURITIES INC.

CRD#: 1141

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2024)

Connecticut
(1/2/2024)

District of Columbia
(1/2/2024)

Florida
(1/2/2024)

Georgia
(1/2/2024)

Illinois
(1/2/2024)

Indiana
(1/2/2024)

Iowa
(1/2/2024)

Kentucky
(1/2/2024)

Maine
(1/2/2024)

Maryland
(1/2/2024)

Massachusetts
(1/2/2024)

Michigan
(1/2/2024)

Missouri
(1/2/2024)

Nevada
(1/2/2024)

New Hampshire
(1/2/2024)

New Jersey
(1/2/2024)

New York
(1/2/2024)

North Carolina
(1/2/2024)

Ohio
(1/5/2024)

Pennsylvania
(1/2/2024)

Rhode Island
(1/2/2024)

South Carolina
(1/2/2024)

Texas
(1/2/2024)

Vermont
(1/2/2024)

Virginia
(1/2/2024)

Washington
(1/2/2024)

West Virginia
(1/2/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/5/2005

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone number

(346) 348-0922

Established

Texas since 04/03/2002

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WESTWOOD HOLDINGS GROUP, INC.	LIMITED PARTNERS
LANG, LAURA	CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP	2249418
REID, GREGORY ALLEN	PRESIDENT	2176683
SCHLAG, JAMIE LEE	CHIEF COMPLIANCE OFFICER	6114352
WHG GP HOLDCO, LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth R. Nostro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Robert Nostro's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

DSIL INVESTMENT SERVICES LLC

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

JULIUS BAER SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1997

Series 63

Date: 3/21/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1991

Series 26

Date: 4/5/2005

FINRA

Current Firm

SALIENT CAPITAL L.P.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SALIENT CAPITAL L.P.

TRUST BUT VERIFY

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