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KN

Kenneth Robert Nostro

SALIENT CAPITAL L.P.
HOUSTON, TX
·CRD# 2123581·35 years experience

Professional Summary

Kenneth Robert Nostro, who also goes by Ken Robert Nostro, Kenny Robert Nostro, is a registered financial advisor currently at SALIENT CAPITAL L.P. located in Houston, Texas. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1991. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Robert Nostro, Kenny Robert Nostro

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SALIENT CAPITAL L.P.·CRD# 147912
BD
10000 Memorial Drive Suite 650, Houston, TX 77024
January 2, 2024 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
January 30, 2008 - December 31, 2023
DSIL INVESTMENT SERVICES LLC·CRD# 30149
BD
New York, NY
December 2, 2004 - January 8, 2008
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC·CRD# 15654
BD
New York, NY
March 2, 1992 - November 26, 2004
JULIUS BAER SECURITIES INC.·CRD# 1141
BD
New York, NY
February 22, 1991 - January 9, 1992

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Current Firm

SC
SALIENT CAPITAL L.P.

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: 8-67938
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone Number

(346) 348-0922

Established

Texas since 04/03/2002

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS—
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
LINTON, DAVID ONTHANKPRESIDENT1730351
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/2/2024)
RR
Connecticut
(1/2/2024)
RR
District of Columbia
(1/2/2024)
RR
Florida
(1/2/2024)
RR
Georgia
(1/2/2024)
RR
Illinois
(1/2/2024)
RR
Indiana
(1/2/2024)
RR
Iowa
(1/2/2024)
RR
Kentucky
(1/2/2024)
RR
Maine
(1/2/2024)
RR
Maryland
(1/2/2024)
RR
Massachusetts
(1/2/2024)
RR
Michigan
(1/2/2024)
RR
Missouri
(1/2/2024)
RR
Nevada
(1/2/2024)
RR
New Hampshire
(1/2/2024)
RR
New Jersey
(1/2/2024)
RR
New York
(1/2/2024)
RR
North Carolina
(1/2/2024)
RR
Ohio
(1/5/2024)
RR
Pennsylvania
(1/2/2024)
RR
Rhode Island
(1/2/2024)
RR
South Carolina
(1/2/2024)
RR
Texas
(1/2/2024)
RR
Vermont
(1/2/2024)
RR
Virginia
(1/2/2024)
RR
Washington
(1/2/2024)
RR
West Virginia
(1/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1991About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2005About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Robert Nostro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KN
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