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JD

James K. Dilworth

ECHELON CAPITAL
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 2123506
JD
James Kendall DilworthECHELON CAPITAL

Professional summary

James Kendall Dilworth, who also goes by James Dilworth, is a registered financial professional currently at ECHELON CAPITAL located in El Segundo, California.

James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

Aliases

James Dilworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DILWORTH CAPITAL MANAGEMENT; NOT INVESTMENT RELATED; FRANKLIN, TN; PRIVATE PLACEMENTS; PRESIDENT AND CEO; 01/2002; 4; 0; PRIVATE PLACEMENTS. 2) INSPIRE IMPACT GROUP, LLC; INVESTMENT-RELATED; HOLLISTER, CA; RESEARCH AND SCREENING OF COMPANIES FOR IMPACT INVESTING; BOARD MEMBER; 03/2017; 1; 1; GOVERNANCE. 3) KORE VENTURE INC.; NOT INVESTMENT-RELATED; BOSTON, MA; EDUCATIONAL CHARITY FOCUSING ON WEALTH, CHARACTER, AND IDENTITY; CO-FOUNDER; 04/2017; 2; 2; PLANNING, MANAGING, PROMOTING. 4) TRU INDEPENDENCE LLC; INVESTMENT-RELATED; PORTLAND, OR; RIA PROVIDING MIDDLE AND BACK OFFICE SERVICES TO ITS FINANCIAL ADVISORS AND OTHER RIAS; BOARD OF DIRECTORS; 10/2019; 5; 5. 5) ENTWOOD HOLDINGS LLC; INVESTMENT-RELATED; BOSTON, MA; A HOLDING COMPANY WHICH OWNS VERITI MANAGEMENT AND A CONTROLLING INTEREST IN TRU INDEPENDENCE LLC; MINORITY OWNER; 08/2019; 5; 5.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Kendall Dilworth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2025 - Present

ECHELON CAPITAL

Office #1: 2321 Rosecrans Avenue Ste 3285, El Segundo, CA 90245
BD
CRD#: 155228
El Segundo, CA
Past

January 10, 2019 - January 17, 2024

FIRST TRUST DIRECT INDEXING

RIA
CRD#: 297760
Franklin, TN
Past

August 25, 2005 - October 11, 2010

DILWORTH SECURITIES, INC.

BD
CRD#: 134929
RIDGEFIELD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/5/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/5/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/14/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/19/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/22/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 8/29/2016
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/6/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EC
ECHELON CAPITAL
ECHELON CAPITAL | ECHELON CAPITAL PARTNERS, LLC

CRD#: 155228 / SEC#: , 8-68705

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2321 Rosecrans Avenue Suite 3285, El Segundo, CA 90245
Mailing Address
2321 Rosecrans Avenue Suite 3285, El Segundo, CA 90245
Phone number
(888) 560-9027
Established
Delaware since 07/28/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SEIVERT, DANIEL BRIANCEO, CCO & MANAGING PARTNER2286266
BARRETT, THOMAS JOSEPHFINOP2821759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ECHELON CAPITAL

CRD#: 155228El Segundo, CA 90245

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