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MF

Mark V. Fautsch

CORINTHIAN PARTNERS, L.L.C.
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 2123413
MF

Professional summary

Mark Vernon Fautsch is a registered financial professional currently at CORINTHIAN PARTNERS, L.L.C. located in New York, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Vernon Fautsch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2019 - Present

CORINTHIAN PARTNERS, L.L.C.

Office #1: 275 Madison Avenue 8th Floor, New York, NY 10016
BD
CRD#: 38912
NEW YORK, NY
Past

December 18, 2015 - December 4, 2018

NORTHLAND SECURITIES, INC.

RIA
CRD#: 40258
MINNEAPOLIS, MN
Past

December 18, 2015 - December 4, 2018

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
MINNEAPOLIS, MN
Past

September 26, 2013 - May 17, 2016

FELTL ADVISORS

RIA
CRD#: 165244
MINNEAPOLIS, MN
Past

February 17, 2012 - December 21, 2015

FELTL & COMPANY

BD
CRD#: 6905
PLYMOUTH, MN
Past

February 23, 2007 - February 22, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BLOOMINGTON, MN
Past

February 23, 2007 - February 22, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BLOOMINGTON, MN
Past

April 26, 2006 - March 12, 2007

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
ST. PAUL, MN
Past

September 28, 1998 - March 12, 2007

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
ST. PAUL, MN
Past

January 23, 1997 - September 22, 1998

JOHN G. KINNARD AND COMPANY, INCORPORATED

BD
CRD#: 466
MINNEAPOLIS, MN
Past

August 11, 1995 - January 28, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 23, 1992 - August 28, 1995

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

February 25, 1991 - October 27, 1992

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/7/2019)
RR
Colorado
(3/18/2019)
RR
Florida
(1/7/2019)
RR
Michigan
(1/8/2019)
RR
Minnesota
(1/7/2019)
RR
Nevada
(10/31/2019)
RR
New Mexico
(1/11/2019)
RR
South Carolina
(6/11/2020)
RR
Texas
(12/2/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/27/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/9/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/1991
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CORINTHIAN PARTNERS, L.L.C.
CORINTHIAN PARTNERS, L.L.C. | CORINTHIAN PARTNERS, L.P.

CRD#: 38912 / SEC#: , 8-48461

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
275 Madison Avenue 8th Floor, New York, NY 10016
Mailing Address
275 Madison Avenue 8th Floor, New York, NY 10016
Phone number
(212) 287-1500
Established
New York since 05/16/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CORINTHIAN HOLDINGSGENERAL PARTNER
CALABRESE, RICHARDCHAIRMAN/PRESIDENT/CCO1549013
CARTER, ANA RPFO & POO4424794
CARTER, ANA RFINOP4424794
MANOFF, MITCHELLDIRECTOR/CEO INVESTMENT BANKING815314

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORINTHIAN PARTNERS, L.L.C.

CRD#: 38912New York, NY 10016

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