Daniel B. Kimel
Professional summary
Daniel Britt Kimel, who also goes by Britt Kimel, D. Britt Kimel, Daniel B. Kimel, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Lexington, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in High Point, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Britt Kimel's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 209 W Main St, Lexington, NC 27292January 3, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2105 Westchester Dr, High Point, NC 27262Office #2: 209 N Main St, Lexington, NC 27292Office #3: 261 N Fayetteville St, Asheboro, NC 27203Office #4: 620 N Main St Fl 2, High Point, NC 27262January 3, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 10, 2003 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
February 10, 2003 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
October 18, 2002 - February 20, 2003
RBC CAPITAL MARKETS, LLC
October 18, 2002 - February 20, 2003
RBC CAPITAL MARKETS, LLC
December 31, 2001 - October 21, 2002
JBS LIBERTY SECURITIES, INC.
June 1, 1994 - October 21, 2002
JBS LIBERTY SECURITIES, INC.
October 22, 1993 - June 1, 1994
UVEST FINANCIAL SERVICES GROUP, INC.
May 20, 1993 - October 15, 1993
CUNA BROKERAGE SERVICES, INC.
March 14, 1991 - March 9, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2020)
(3/7/2022)
(6/3/2021)
(1/3/2005)
(9/13/2016)
(2/9/2023)
(1/3/2005)
(8/3/2021)
(9/10/2021)
(1/3/2005)
(2/8/2024)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Lexington, NC 27292TRUST BUT VERIFY
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