James R. Hill
Professional summary
James Richard Hill, CFP®, who also goes by James Richard Hill, Jim Hill, Jim Hill, is a registered financial advisor currently at GATEHILL FINANCIAL CONSULTING, LLC located in Charlotte, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. James has worked at 13 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Hill's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
March 16, 2021 - Present
GATEHILL FINANCIAL CONSULTING, LLC
February 12, 2024 - May 31, 2024
THE LEADERS GROUP, INC.
June 19, 2019 - November 23, 2020
PRINCIPAL SECURITIES, INC.
June 13, 2019 - November 23, 2020
PRINCIPAL SECURITIES, INC.
October 22, 2018 - June 3, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 7, 2013 - November 11, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
July 19, 2011 - April 17, 2013
OSAIC FS, INC.
July 7, 2011 - April 17, 2013
OSAIC FS, INC.
October 6, 2008 - July 8, 2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION
February 21, 2006 - March 21, 2007
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - March 21, 2007
CITIGROUP GLOBAL MARKETS INC.
June 21, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
June 21, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
October 6, 2000 - June 22, 2004
FIRST CITIZENS INVESTOR SERVICES, INC.
September 15, 2000 - June 22, 2004
FIRST CITIZENS INVESTOR SERVICES, INC.
April 20, 1994 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 20, 1994 - September 15, 2000
EQUITABLE ADVISORS, LLC
January 25, 1991 - January 8, 1992
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/16/2021)
Exams
Series 6TO
Date: 2/12/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
GATEHILL FINANCIAL CONSULTING, LLC
CRD#: 313072 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 775,000 |
Red Flags
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