DM
David B. Mirsky
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Rochester, NY 14618
Some features on this profile are disabled
CRD#: 2122683
DM
Professional summary
David Bruce Mirsky, CFP®, who also goes by David B Mirsky, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Rochester, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rochester, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David B Mirsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DAVID B. MIRSKY, ROCHESTER NY 14610, United States, 02/13/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 1 HR/MO TRADING 2. FOCUSED WEALTH ADVISORS LLC, 140 ALLENS CREEK ROAD, SUITE 110, ROCHESTER NY 14618, United States, 02/13/2025, IAR, RIA Affiliation, INV REL, 50 HR/MO - 40 HR/MO TRADING 3. DAVID B. MIRSKY, CPA/PFS, CFP, CMA, ROCHESTER NY 14610-1609, United States, 02/13/2025, Certified Public Accountant, Tax Services, NIR, 10 HR/MO - 8 HR/MO TRADING 4. ROCHESTER INSTITUTE OF TECHNOLOGY, ONE LOMB MEMORIAL DRIVE, ROCHESTER NY 14623, United States, 02/13/2025, W2 Employee, College Professor, NIR, 12 HR/MO - 1 HR/MO TRADING 5. GREEN TECH ROCHESTER SCHOOL FOR BOYS, ROCHESTER NY 14620, United States, 02/13/2025, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3HR/MO - 0 HR/MO TRADING 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025 7. JEWISH FAMILY SERVICES OF ROCHESTER, 255 East Ave., Suite 201, ROCHESTER NY 14604, United States, 07/2025, BOARD MEMBER, NIR, 2 HR/MO - 0 HR/MO TRADING. 8. THE TUDORS HOMEOWNERS' ASSOCIATION, INC., 1491 East Ave, Rochester NY 14610, United States, 09/2025, Treasurer, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Bruce Mirsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
February 19, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 140 Allens Creek Rd., Ste. 110, Rochester, NY 14618RIA
CRD#: 134139
Rochester, NY
Current
February 20, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 140 Allens Creek Rd. Ste. 110, Rochester, NY 14618BD
CRD#: 39543
Rochester, NY
Past
February 10, 2022 - April 28, 2023
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
Rochester, NY
Past
December 3, 2012 - March 25, 2022
MIRSKY FINANCIAL MANAGEMENT CORP.
RIA
CRD#: 166061
ROCHESTER, NY
Past
August 15, 2011 - March 14, 2023
LEIGH BALDWIN & CO., LLC
BD
CRD#: 38751
ROCHESTER, NY
Past
May 9, 1996 - August 26, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
BD
CRD#: 17443
ROCHESTER, NY
Past
January 7, 1992 - November 27, 2006
U S G M SECURITIES, INC.
BD
CRD#: 7866
CORNING, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/2/2025)
IAR
New York(2/19/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Rochester, NY 14618TRUST BUT VERIFY
Monitor David Mirsky
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
