John R. Boettiger
Professional summary
John Reinhardt Boettiger SR is a registered financial professional currently at SAXONY SECURITIES, INC. located in St. Louis, Missouri.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Reinhardt Boettiger SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2012 - Present
SAXONY SECURITIES, INC.
Office #1: 11152 S Towne Square, St. Louis, MO 63123September 27, 2006 - January 26, 2012
ABSHIER WEBB DONNELLY & BAKER, INC.
January 25, 2002 - October 12, 2006
RAYMOND JAMES & ASSOCIATES, INC.
February 1, 2000 - February 5, 2002
SANDERS MORRIS LLC
October 10, 1996 - February 1, 2000
HARRIS WEBB & GARRISON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2012)
(5/2/2014)
(1/6/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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