Lance R. Cuoco
Professional summary
Lance Robert Cuoco is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Lance is registered as a RR (Registered Representative) and started their career in finance in 1991. Lance has worked at 5 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lance Robert Cuoco's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2002 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave, Hauppauge, NY 11788September 21, 2001 - August 9, 2002
MILESTONE FINANCIAL SERVICES, INC.
August 22, 2001 - October 2, 2001
JOSEPH GUNNAR & CO. LLC
April 6, 2001 - August 22, 2001
GOLDIS FINANCIAL GROUP, INC.
October 19, 1998 - January 5, 2001
MILESTONE FINANCIAL SERVICES, INC.
November 13, 1991 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2024)
(8/5/2002)
(4/22/2016)
(8/8/2002)
(8/5/2002)
(8/5/2002)
(10/10/2007)
(10/4/2004)
(8/5/2002)
(8/5/2002)
(9/17/2002)
(8/5/2002)
(8/5/2002)
(8/30/2024)
(10/2/2002)
(8/7/2002)
(8/29/2024)
(9/13/2022)
(8/5/2002)
(1/12/2022)
(2/21/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/9/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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