Sangbum (. Kim

BLACK HILL CAPITAL PARTNERS

SAN FRANCISCO, CA

Some features on this profile are disabled

CRD#: 2122275

Professional summary

Sangbum (nmn) Kim, who also goes by Sam Kim, is a registered financial advisor currently at BLACK HILL CAPITAL PARTNERS, LLC located in San Francisco, California.

Sangbum is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Sangbum has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sangbum (nmn) Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 1999 - Present

BLACK HILL CAPITAL PARTNERS, LLC

RIA

CRD#: 118291

SAN FRANCISCO, CA

Past

July 30, 2001 - January 15, 2005

BLACK HILL CAPITAL PARTNERS, L.P.

RIA

CRD#: 118350

SAN FRANCISCO, CA

Past

April 24, 1997 - February 8, 1999

GARAL & COMPANY, INC.

CRD#: 30503

SAN FRANCISCO, CA

Past

August 4, 1993 - January 14, 1994

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

July 23, 1992 - July 15, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK HILL CAPITAL PARTNERS, LLC

BEACON FUNDS INC. | BLACK HILL CAPITAL PARTNERS, LLC | BH ASSET MANAGEMENT LLC | BH ADVISORS, INC.

CRD#: 118291 / SEC#: 801-118997

RIA

Registered Investment Advisory firm - (7/1/2020 Approved)

California

Registered Investment Advisory firm - (9/28/2021 Revoked)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/6/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1992

General Securities Representative Examination

Current Firm

BLACK HILL CAPITAL PARTNERS, LLC

BEACON FUNDS INC. | BLACK HILL CAPITAL PARTNERS, LLC | BH ASSET MANAGEMENT LLC | BH ADVISORS, INC.

CRD#: 118291 / SEC#: 801-118997

RIA

Registered Investment Advisory firm - (7/1/2020 Approved)

California

Registered Investment Advisory firm - (9/28/2021 Revoked)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

505 Montgomery St 10th Floor, San Francisco, CA 94111

Mailing Address

Phone number

(415) 874-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 51,774,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sangbum (. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sangbum (nmn) Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK HILL CAPITAL PARTNERS, LLC

BLACK HILL CAPITAL PARTNERS, L.P.

GARAL & COMPANY, INC.

LORD ABBETT DISTRIBUTOR LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BLACK HILL CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/1992

Series 7

Date: 7/21/1992

Current Firm

BLACK HILL CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK HILL CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors