Michel N. Zhuparris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michel Nicola Zhuparris, who also goes by Michele Nicola Parris, Michele Parris, was a registered financial professional .
Michel is a previously registered financial professional and started their career in finance in 1991. Michel had worked at 8 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2009 - January 23, 2018
SANTANDER INVESTMENT SECURITIES INC.
March 28, 2002 - September 12, 2008
DEUTSCHE BANK SECURITIES INC.
December 20, 1999 - March 14, 2002
UBS SECURITIES LLC
September 18, 1998 - December 10, 1999
CREDIT SUISSE SECURITIES (USA) LLC
September 26, 1997 - August 19, 1998
DAIWA CAPITAL MARKETS AMERICA INC.
April 26, 1996 - September 30, 1997
CASPIAN SECURITIES INCORPORATED
August 21, 1992 - September 8, 1994
MORGAN STANLEY & CO. LLC
March 14, 1991 - July 3, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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