Mark S. Coffey

SUMMIT FINANCIAL STRATEGIES

Columbus, OH 43219-3599

Some features on this profile are disabled

CRD#: 2121803

Professional summary

Mark Steven Coffey, CFP® is a registered financial advisor currently at SUMMIT FINANCIAL STRATEGIES INC located in Columbus, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Mark has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Biography

Serves on several charitable boards and foundations. Married with 2 children.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Insurance Planning

Employee and Employer Plan Ben...

Tax Planning

Comprehensive Financial Planni...

Education Planning

Retirement Planning

Do you have an area of expertise or specialization?

Baby Boomers

Charitable Giving

College/Education Planning

Estate & Generational Planning...

Investment Advice with Ongoing...

Retirement Planning & Distribu...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS NAME: 644 PEARL LLC; THE BUSINESS IS NOT INVESTMENT-RELATED; ADDRESS: 644 JAEGER ST., COLUMBUS, OH 43206; NATURE: RENTAL REAL ESTATE; TITLE: MANAGING MEMBER; START DATE: 4/1/2011; HOURS DEVOTED MONTHLY: 15 MINUTES; HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0; DUTIES: COLLECT RENT AND PAY MORTGAGE. REVIEW TRANSFERS AND CONFIRM RENT WAS RECEIVED AND PAYMENTS WERE APPLIED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Coffey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

July 8, 2010 - Present

SUMMIT FINANCIAL STRATEGIES INC

Office #1: 4111 Worth Ave. #510, Columbus, OH 43219-3599

RIA

CRD#: 110112

Columbus, OH

Past

March 16, 2001 - March 26, 2012

JOHN E. SESTINA AND COMPANY

RIA

CRD#: 108634

COLUMBUS, OH

Past

February 18, 1998 - December 31, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 23, 1992 - January 15, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 23, 1992 - January 15, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 6, 1991 - March 9, 1992

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT FINANCIAL STRATEGIES INC

CRD#: 110112 / SEC#: 801-50616

RIA

Registered Investment Advisory firm - (11/15/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/5/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUMMIT FINANCIAL STRATEGIES INC

CRD#: 110112 / SEC#: 801-50616

RIA

Registered Investment Advisory firm - (11/15/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4111 Worth Ave. #510, Columbus, OH 43219-3599

Mailing Address

Phone number

(614) 885-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL STRATEGIES, INC. FORM ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	977
AUM (Assets Under Management)	$ 2,054,390,311

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/17/2025	Cover Page	Report
02/01/2024	Cover Page	Report
01/10/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark S. Coffey

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Coffey's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN E. SESTINA AND COMPANY

VOYA FINANCIAL ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

SUMMIT FINANCIAL STRATEGIES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/5/1991

Series 6

Date: 3/5/1991

Current Firm

SUMMIT FINANCIAL STRATEGIES INC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SUMMIT FINANCIAL STRATEGIES INC

TRUST BUT VERIFY

Similar Advisors