Aaron Dansie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Dansie, who also goes by A John Dansie, Aaron John Dansie, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 1991. Aaron had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - March 29, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 3, 2006 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
May 21, 2004 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
January 23, 2001 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
March 3, 1998 - December 31, 2000
BANC ONE SECURITIES CORPORATION
April 3, 1996 - June 16, 1997
BANC ONE SECURITIES CORPORATION
April 28, 1995 - April 3, 1996
IDS LIFE INSURANCE COMPANY
April 28, 1995 - April 3, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
February 13, 1991 - May 4, 1995
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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