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Bruce Moore Goedde Jr

CRD# 2121471·Registered 1991 - 2019
Previously Registered: Being a previously registered professional could mean that Bruce is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bruce Moore Goedde JR, who also goes by Bruce Moore Goedde, was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 1991 - 2019. Bruce had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bruce Moore Goedde

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

Past

ARC GROUP SECURITIES LLCPast·CRD# 132026
BD
Tempe, AZ
December 5, 2013 - September 26, 2019
MT RUSHMORE SECURITIES LLCPast·CRD# 130955
BD
Fairfield, IA
April 14, 2011 - December 31, 2011
MORGAN STANLEYPast·CRD# 149777
RIA
San Francisco, CA
June 1, 2009 - June 19, 2009
MORGAN STANLEYPast·CRD# 149777
BD
San Francisco, CA
June 1, 2009 - June 19, 2009
MORGAN STANLEY & CO. LLCPast·CRD# 8209
RIA
San Francisco, CA
June 25, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
San Francisco, CA
May 20, 2008 - June 1, 2009
FINANCIAL WEST GROUPPast·CRD# 16668
BD
Mill Valley, CA
April 25, 2000 - April 21, 2008
FINANCIAL WEST GROUPPast·CRD# 16668
BD
Reno, NV
August 14, 1997 - January 6, 1999
L. H. ALTON & COMPANYPast·CRD# 15682
BD
San Francisco, CA
January 22, 1991 - August 29, 1997

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Current Firm

AG
ARC GROUP SECURITIES LLC

ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC

CRD#: 132026 / SEC#: 8-66541
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

398 S Mill Avenue Suite 306, Tempe, AZ 85281

Mailing Address

398 S Mill Avenue Suite 306, Tempe, AZ 85281

Phone Number

(928) 625-0928

Established

New York since 04/06/2004

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARC GROUP US HOLDINGS, LLCMEMBER—
FLEISCHMAN, SAMUEL JAYCCO1860709
HANNA, IAN LEECEO7922113
MEGENITY, BRIAN MCDONALDFINOP2889637
RIEDEL, DAVIDPRESIDENT/COO2541129

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jul 2008About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jan 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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