Jerry W. Ford

FAI CAPITAL MANAGEMENT

TAMPA, FL 33609-3128

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CRD#: 2120734

Professional summary

Jerry Wayne Ford is a registered financial advisor currently at FAI CAPITAL MANAGEMENT located in Tampa, Florida.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jerry has worked at 4 firms and has passed the Series 65, Series 63, Series 50, Series 54 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Wayne Ford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2008 - Present

FAI CAPITAL MANAGEMENT

Office #1: 109 South Macdill Avenue, Tampa, FL 33609-3128

RIA

CRD#: 147025

TAMPA, FL

Past

May 7, 1997 - August 4, 1998

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

October 24, 1994 - April 23, 1997

SUNTRUST CAPITAL MARKETS, INC.

CRD#: 36888

ATLANTA, GA

Past

August 28, 1991 - October 24, 1994

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAI CAPITAL MANAGEMENT

CRD#: 147025 / SEC#: 801-69624

RIA

Registered Investment Advisory firm - (10/10/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 2/6/2016

Municipal Advisor Representative Qualification Exam

Principal/Supervisory Exam

Series 54

Date: 6/29/2019

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 53

Date: 11/13/1991

Municipal Securities Principal Examination

Current Firm

FAI CAPITAL MANAGEMENT

CRD#: 147025 / SEC#: 801-69624

RIA

Registered Investment Advisory firm - (10/10/2008 Approved)

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Contact information

Main Address

109 S. Macdill Avenue, Tampa, FL 33609

Mailing Address

Phone number

(813) 874-6621

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FAI CAPITAL MANAGEMENT ADV BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 883,886,188

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jerry W. Ford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Wayne Ford's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

SUNTRUST CAPITAL MARKETS, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

FAI CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2008

Series 63

Date: 8/4/1997

Series 50

Date: 2/6/2016

Series 54

Date: 6/29/2019

Series 53

Date: 11/13/1991

Current Firm

FAI CAPITAL MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAI CAPITAL MANAGEMENT

TRUST BUT VERIFY

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