Christine M. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Mary Arnold, who also goes by Christine Mary Bennis, Christine Mary Bennisarnold, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1991. Christine had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2008 - March 9, 2018
COWEN AND COMPANY
May 5, 1999 - August 8, 2008
MORGAN STANLEY & CO. LLC
January 20, 1998 - April 26, 1999
GOLDMAN SACHS & CO. LLC
November 18, 1996 - January 9, 1998
UBS SECURITIES LLC
June 14, 1994 - November 21, 1996
ABN AMRO SECURITIES LLC
March 14, 1994 - April 5, 1994
MONTGOMERY SECURITIES
May 13, 1993 - July 28, 1993
CITIGROUP GLOBAL MARKETS INC.
October 15, 1992 - April 26, 1993
MORGAN STANLEY DW INC.
July 16, 1991 - November 22, 1991
BURNS FRY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COWEN AND COMPANY
CRD#: 7616 / SEC#: , 8-22522
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN HOLDINGS, INC. | DIRECT PARENT | |
| CHARNEY, DANIEL S. | CO-PRESIDENT | 2158255 |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 |
| JENKINS, CHRISTINE J | PRINCIPAL FINANCIAL OFFICER AND FINOP | 4911933 |
| NIZICH, MATTHEW JOHN | REGISTERED OPTIONS PRINCIPAL | 2119564 |
| SOLOMON, JEFFREY MARC | CHIEF EXECUTIVE OFFICER | 2133254 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Disclosures
| Regulatory Event | 46 |
| Arbitration | 8 |
Red Flags
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