Stephen T Maiello
Professional Summary
Stephen T Maiello, who also goes by Stephen Maiello, is a registered financial advisor currently at REALIZED FINANCIAL, INC. located in Austin, Texas. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen Maiello
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
REALIZED FINANCAL, INC. | THORNHILL SECURITIES, INC. | THORNHILL BROKERAGE, INC. | REALIZED FINANCIAL, INC.
Contact Information
Main Address
500 W. 13th Street, Austin, TX 78701Mailing Address
500 W. 13th Street, Austin, TX 78701Phone Number
(512) 472-7171Established
Texas since 03/29/1988Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
14FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/16/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen T Maiello's CRS (Customer Relationship Summary).
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