Dennis P. Ciola
Professional summary
Dennis Paul Ciola, who also goes by Dan Ciola, Dani Ciola, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1991. Dennis has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Paul Ciola's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2025 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746March 11, 2015 - October 3, 2016
SANTANDER US CAPITAL MARKETS LLC
October 14, 2014 - February 12, 2015
SANTANDER US CAPITAL MARKETS LLC
March 21, 2000 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
March 13, 1995 - March 20, 2000
SPIRES FINANCIAL, L.P.
July 1, 1994 - March 13, 1995
PINNACLE FINANCIAL, INC.
April 15, 1994 - February 13, 1995
WESTCAP SECURITIES, L.P.
January 25, 1991 - January 13, 1994
MMAR GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2025)
(10/28/2025)
(11/14/2025)
(10/21/2025)
(10/21/2025)
(11/14/2025)
(10/21/2025)
(10/22/2025)
Exams
Series 7TO
Date: 8/5/2025
General Securities Representative ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
