Robert M. Maggiacomo
Professional summary
Robert Morgan Maggiacomo is a registered financial professional currently at SYNERGY ADVISORS, LLC located in El Segundo, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 24, Series 14 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Morgan Maggiacomo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2003 - Present
SYNERGY ADVISORS, LLC
Office #1: 880 Apollo Street Suite 230, El Segundo, CA 90245Office #2: 880 Apollo Street Suite 230, El Segundo, CA 90245September 22, 1998 - November 8, 2001
J.P. MORGAN SECURITIES LLC
July 23, 1996 - August 25, 1998
PERSHING LLC
October 3, 1994 - June 19, 1996
BANCAMERICA SECURITIES, INC.
June 30, 1992 - December 15, 1993
PARAMOUNT BIOCAPITAL, INC.
July 1, 1991 - March 27, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2019)
(10/14/2010)
(11/24/2003)
(8/26/2021)
(11/15/2011)
(3/8/2024)
(4/14/2011)
(8/30/2011)
(12/2/2003)
(8/5/2011)
(3/12/2019)
(8/3/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/6/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
SYNERGY ADVISORS, LLC
CRD#: 128264 / SEC#: , 8-66114
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
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