John M. Brady

TRIUMPH WEALTH ADVISORS

Plano, TX 76093

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CRD#: 2119657

Professional summary

John Martin Brady JR is a registered financial advisor currently at TRIUMPH WEALTH ADVISORS, INC. located in Plano, Texas and LEADERSHIP FINANCIAL ADVISORS, LLC located in Frisco, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INDEPENDENT TEXAS STATE LIFE INSURANCE AGENT & MANAGING PARTNER D/B/A AS LFSG, LLC (LEADERSHIP FINANCIAL GROUP), P.O. BOX 2268, FRISCO, TX 75034. OWNER/AGENT. SALES OF LIFE, HEALTH AND DISABILITY, LONG TERM CARE INSURANCE AND ANNUITY (FIXED / FIXED INDEX) INSURANCE; NINVESTMENT RELATED; APPROX. 20-30 HOURS PER MONTH DEVOTED, 8-16 HOURS PER MONTH DURING SECURITIES TRADING HOURS. (2) TRIUMPH WEALTH ADVISORS, INC.RIA, INVESTMENT RELATED. 2230 TOWNE LAKE PARKWAY, STE. 130, WOODSTOCK, GA. 30189- START DATE: 4/2018. IAR. PROVIDE INVESTMENT ADVISORY SERVICES FOR THIRD PARTY MONEY MANAGERS AND SELL INVESTMENT ADVISORY SERVICES. APPROX. 60-80 HOURS PER MONTH.APPROX. HRS/MO DURING SECURITIES TRADING HOURS: 60-80.

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CRS (Client Relationship Summary) - RIA

Click below to view John Martin Brady JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2024 - Present

TRIUMPH WEALTH ADVISORS, INC.

Office #1: 6275 W Plano Parkway, Suite 500, Plano, TX 76093

RIA

CRD#: 153175

Plano, TX

Current

November 21, 2024 - Present

LEADERSHIP FINANCIAL ADVISORS, LLC

RIA

CRD#: 332430

FRISCO, TX

Past

July 1, 2019 - November 7, 2024

WORLD EQUITY GROUP, INC.

CRD#: 29087

Plano, TX

Past

April 12, 2018 - July 22, 2024

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

Frisco, TX

Past

December 13, 2017 - July 31, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Plano, TX

Past

January 14, 2011 - April 3, 2018

VFG ADVISORS, INC.

RIA

CRD#: 150370

Plano, TX

Past

November 9, 2010 - November 13, 2017

VFG SECURITIES, INC.

CRD#: 15121

PLANO, TX

Past

March 25, 2009 - November 10, 2010

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

PLANO, TX

Past

October 8, 2008 - March 25, 2009

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

PLANO, TX

Past

September 16, 2008 - November 10, 2010

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

PLANO, TX

Past

December 14, 2006 - September 18, 2008

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

FRISCO, TX

Past

May 10, 2002 - December 18, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

FRISCO, TX

Past

February 25, 1991 - March 14, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/21/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRIUMPH WEALTH ADVISORS, INC.

CRD#: 153175 / SEC#: 801-79603

RIA

Registered Investment Advisory firm - (7/22/2024 Terminated)

Arizona