Kevin M. Monaco
Professional summary
Kevin M Monaco, who also goes by Kevin Michael Monaco, Kevin Monaco, is a registered financial advisor currently at WILLIAM BLAIR located in Los Angeles, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin M Monaco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin M Monaco's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2026 - Present
WILLIAM BLAIR
Office #1: 1900 Avenue Of The Stars Suite 500, Los Angeles, CA 90067February 4, 2026 - Present
WILLIAM BLAIR
Office #1: 1900 Avenue Of The Stars Suite 500, Los Angeles, CA 90067December 2, 2022 - September 16, 2025
OPPENHEIMER & CO. INC.
December 2, 2022 - September 16, 2025
OPPENHEIMER & CO. INC.
September 11, 2018 - October 18, 2022
D.A. DAVIDSON & CO.
September 11, 2018 - October 18, 2022
D.A. DAVIDSON & CO.
March 23, 2016 - September 12, 2018
WELLS FARGO CLEARING SERVICES, LLC
March 23, 2016 - September 12, 2018
WELLS FARGO CLEARING SERVICES, LLC
September 20, 2013 - February 29, 2016
RAYMOND JAMES & ASSOCIATES, INC.
September 20, 2013 - February 29, 2016
RAYMOND JAMES & ASSOCIATES, INC.
June 1, 2009 - August 29, 2013
MORGAN STANLEY
June 1, 2009 - August 29, 2013
MORGAN STANLEY
November 7, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 13, 2001 - November 6, 2003
CITIGROUP GLOBAL MARKETS INC.
August 6, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 17, 1997 - August 10, 2001
MORGAN STANLEY DW INC.
June 25, 1993 - June 17, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 1993 - July 2, 1993
AMERICAN HERITAGE SECURITIES, INC.
Primary Firm SEC Registration
WILLIAM BLAIR
CRD#: 1252 / SEC#: 801-688, 8-2698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2026)
(2/5/2026)
(2/11/2026)
(2/6/2026)
Exams
Series 99TO
Date: 4/4/2024
Operations Professional ExaminationFINRA
NYSE American LLC
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WILLIAM BLAIR
CRD#: 1252 / SEC#: 801-688, 8-2698
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| KENDALL, ROBERT DANIEL | EXECUTIVE COMMITTEE | 2765873 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | EXECUTIVE COMMITTEE, CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
