Samuel Yellin
Professional summary
Samuel Yellin is a registered financial professional currently at COVIEW CAPITAL, INC. located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1993. Samuel has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Yellin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 1994 - Present
COVIEW CAPITAL, INC.
Office #1: 780 Third Avenue Suite 3104, New York, NY 10017Office #2: 780 Third Avenue Suite 1501, New York, NY 10017March 19, 1993 - December 10, 1993
CONTINUUM CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/1997)
(7/26/1994)
(8/18/1994)
(4/13/1994)
(7/9/2020)
(11/25/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COVIEW CAPITAL, INC.
CRD#: 35842 / SEC#: , 8-47081
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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