Andrew Garrett Sycoff
Professional Summary
Andrew Garrett Sycoff, who also goes by Drew Sycoff, is a registered financial advisor currently at ANDREW GARRETT INC. located in Gardiner, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Drew Sycoff
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ANDREW GARRET, INC | MIDWEST DISCOUNT BROKERS INC. | MIDWEST DISCOUNT BROKERS | ANDREW GARRETT, INC. | ANDREW GARRETT INC.
Contact Information
Main Address
230 Park Ave 3rd Floor West, New York, NY 10169Mailing Address
230 Park Ave 3rd Floor West, New York, NY 10169Phone Number
(212) 682-8833Established
Delaware since 04/19/2006Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
14SEC notice filing (34 States and Territories)
Registered to provide investment advisory services in 34 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 34 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDREW GARRETT HOLDING CORP | OWNER | — |
| ESTATE OF JESSE UPCHURCH | SHARE HOLDER | — |
| PLAINS CAPITAL BANK | EXECUTOR OF ESTATE | — |
| CANNIZZARO-FONG, JANNELLE LYNN | CHIEF FINANCIAL OFFICER/FINOP | 4249300 |
| MAURER, MARK HENRY | CHIEF COMPLIANCE OFFICER | 1496683 |
| MITCHELL, JAMES ROBERT JR | CHIEF ADMINISTRATIVE OFFICER | 1374268 |
| SCHAFFER, ROBERT NATHAN | CHEIF OPERATING OFFICER | 4709587 |
| SYCOFF, ANDREW GARRETT | CHIEF EXECUTIVE OFFICER/DIRECTOR | 2119089 |
Regulatory Assets Under Management
Total Number of Accounts
1,122AUM (Assets Under Management)
$521,347,399Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ANDREW GARRET, INC | MIDWEST DISCOUNT BROKERS INC. | MIDWEST DISCOUNT BROKERS | ANDREW GARRETT, INC. | ANDREW GARRETT INC.
State Registrations and Notice Filings
(12/15/2001)
(6/25/2007)
(6/22/2007)
(7/11/2006)
(12/15/2001)
(12/15/2001)
(8/2/2007)
(8/1/2006)
(12/15/2001)
(7/13/2006)
(5/30/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Garrett Sycoff's CRS (Customer Relationship Summary).
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