Ronald James Gruber
Professional Summary
Ronald James Gruber is a registered financial advisor currently at KRAMBO CORPORTION located in Ann Arbor, Michigan. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 62, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
KRAMBO CORPORATION | KRAMBO CORPORTION
Contact Information
Main Address
120 East Liberty Street Suite 270, Ann Arbor, MI 48104Mailing Address
120 East Liberty Street Suite 270, Ann Arbor, MI 48104Phone Number
(415) 281-4100Established
California since 06/16/1976Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/26/2007)
(5/16/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jun 2005SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ronald James Gruber's CRS (Customer Relationship Summary).
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