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RG

Ronald James Gruber

KRAMBO CORPORTION
ANN ARBOR, MI
·CRD# 2118755·35 years experience

Professional Summary

Ronald James Gruber is a registered financial advisor currently at KRAMBO CORPORTION located in Ann Arbor, Michigan. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 62, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

KRAMBO CORPORTION·CRD# 6759
BD
120 East Liberty Street, Suite 270, Ann Arbor, MI 48140
March 26, 2007 - Present
BRANDENBURG SECURITIES, LTD.·CRD# 31244
BD
March 16, 1993 - September 10, 1998
KRAMBO CORPORTION·CRD# 6759
BD
Ann Arbor, MI
January 15, 1991 - March 1, 1994

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Current Firm

KC
KRAMBO CORPORTION

KRAMBO CORPORATION | KRAMBO CORPORTION

CRD#: 6759 / SEC#: 8-20957
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

120 East Liberty Street Suite 270, Ann Arbor, MI 48104

Mailing Address

120 East Liberty Street Suite 270, Ann Arbor, MI 48104

Phone Number

(415) 281-4100

Established

California since 06/16/1976

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GRUBER, RONALD JAMESPRESIDENT & CCO, JTWROS2118755
MERRILL O. BURNS AND SHELLEY SPIRA BURNS 2008 FAMILY TRUST DTD 1/22/08OWNER—
BURNS, MERRILL OSBORNVICE PRESIDENT, TRUSTEE4967406
GRUBER, PATRICIA A.OWNER & JTWROS7786700

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/26/2007)
RR
Michigan
(5/16/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jun 2005

Series 7 — General Securities Representative Examination

Passed Jan 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ronald James Gruber's CRS (Customer Relationship Summary).

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RG
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