JC
John Cleary
USAA INVESTMENT SERVICES COMPANY
TAMPA, FL 33619
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CRD#: 2118432
JC
John ClearyUSAA INVESTMENT SERVICES COMPANY
Professional summary
John Cleary, who also goes by John P Cleary, John Paul Cleary, John Cleary, Jake Cleary, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Tampa, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
John P Cleary | John Paul Cleary | John Cleary | Jake Cleary
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent While John Cleary is a licensed insurance agent with various insurance companies, Madison Partners prohibits John Cleary from selling insurance to and generating commissions from Madison Partners' clients according to firm policy.
CRS (Client Relationship Summary) - RIA
Click below to view John Cleary's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Cleary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2026 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9519 Delaney Creek Blvd, Tampa, FL 33619RIA
BD
CRD#: 5475
TAMPA, FL
Current
August 10, 2026 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9519 Delaney Creek Blvd, Tampa, FL 33619RIA
BD
CRD#: 5475
TAMPA, FL
Past
February 11, 2026 - June 9, 2026
MADISON PARTNERS
RIA
CRD#: 305824
ORINDA, CA
Past
September 3, 2025 - October 13, 2025
THE WEALTHGARDEN F.S. LLC
RIA
CRD#: 311927
Orinda, CA
Past
July 19, 2023 - August 4, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
ORINDA, CA
Past
July 19, 2023 - August 4, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
ORINDA, CA
Past
June 5, 2014 - July 19, 2023
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
BERKELEY, CA
Past
June 5, 2014 - July 19, 2023
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
BERKELEY, CA
Past
May 18, 2011 - March 24, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BERKELEY, CA
Past
May 18, 2011 - March 24, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BERKELEY, CA
Past
March 1, 2011 - June 7, 2011
LEWIS ASSET MANAGEMENT
RIA
CRD#: 143409
LAFAYETTE, CA
Past
February 18, 2011 - April 26, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LAFAYETTE, CA
Past
June 3, 2009 - September 2, 2010
TD AMERITRADE, INC.
BD
CRD#: 7870
WALNUT CREEK, CA
Past
June 1, 2009 - September 2, 2010
TD AMERITRADE, INC.
RIA
CRD#: 7870
WALNUT CREEK, CA
Past
June 1, 2009 - September 2, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
WALNUT CREEK, CA
Past
March 29, 2007 - July 17, 2008
TD AMERITRADE, INC.
BD
CRD#: 7870
BOSTON, MA
Past
March 26, 2007 - July 17, 2008
TD AMERITRADE, INC.
RIA
CRD#: 7870
BOSTON, MA
Past
March 26, 2007 - July 17, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
BOSTON, MA
Past
November 7, 2006 - February 23, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SAN FRANCISCO, CA
Past
March 12, 2003 - May 10, 2006
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
WALNUT CREEK, CA
Past
November 13, 2002 - May 10, 2006
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WALNUT CREEK, CA
Past
July 24, 1996 - October 14, 2002
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
Past
November 12, 1993 - June 7, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 9, 1992 - September 2, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 9, 1992 - November 24, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2026)
RR
Alaska(8/10/2026)
RR
Arizona(8/10/2026)
RR
Arkansas(8/10/2026)
RR
California(8/10/2026)
RR
Colorado(8/10/2026)
RR
Connecticut(8/10/2026)
RR
Delaware(8/10/2026)
RR
District of Columbia(8/10/2026)
RR
Florida(8/10/2026)
IAR
Florida(8/11/2026)
RR
Georgia(8/10/2026)
RR
Hawaii(8/10/2026)
RR
Idaho(8/10/2026)
RR
Illinois(8/10/2026)
RR
Indiana(8/10/2026)
RR
Iowa(8/10/2026)
RR
Kansas(8/10/2026)
RR
Kentucky(8/10/2026)
RR
Louisiana(8/10/2026)
RR
Maine(8/10/2026)
RR
Maryland(8/10/2026)
RR
Massachusetts(8/10/2026)
RR
Michigan(8/10/2026)
RR
Minnesota(8/10/2026)
RR
Mississippi(8/10/2026)
RR
Missouri(8/10/2026)
RR
Montana(8/10/2026)
RR
Nebraska(8/10/2026)
RR
Nevada(8/10/2026)
RR
New Hampshire(8/10/2026)
RR
New Jersey(8/10/2026)
RR
New Mexico(8/10/2026)
RR
New York(8/10/2026)
RR
North Carolina(8/10/2026)
RR
North Dakota(8/10/2026)
RR
Ohio(8/10/2026)
RR
Oklahoma(8/10/2026)
RR
Oregon(8/10/2026)
RR
Pennsylvania(8/10/2026)
RR
Puerto Rico(8/10/2026)
RR
Rhode Island(8/10/2026)
RR
South Carolina(8/10/2026)
RR
South Dakota(8/10/2026)
RR
Tennessee(8/10/2026)
RR
Texas(8/10/2026)
IAR
Texas(8/11/2026)
RR
Utah(8/10/2026)
RR
Vermont(8/10/2026)
RR
Virgin Islands(8/10/2026)
RR
Virginia(8/10/2026)
RR
Washington(8/10/2026)
RR
West Virginia(8/10/2026)
RR
Wisconsin(8/10/2026)
RR
Wyoming(8/10/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Phone number
(800) 531-7960
Established
Delaware since 09/01/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
152
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475Tampa, FL 33619TRUST BUT VERIFY
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