Carol H. Chesser

FAMILY STEWARD WEALTH CONSULTING®

HOBE SOUND, FL

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CRD#: 2118118

Professional summary

Carol H Chesser, CFP® is a registered financial advisor currently at FAMILY STEWARD WEALTH CONSULTING® located in Hobe Sound, Florida.

Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Carol has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Business Succession Planning

Insurance Planning

Investment Planning

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol H Chesser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

April 14, 1995 - Present

FAMILY STEWARD WEALTH CONSULTING®

RIA

CRD#: 130406

HOBE SOUND, FL

Past

February 27, 1992 - September 26, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

May 28, 1991 - March 23, 1992

ASSET MANAGEMENT SECURITIES CORP.

CRD#: 14433

BOCA RATON, FL

Past

March 7, 1991 - May 7, 1991

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/14/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/6/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/1999

General Securities Principal Examination

Current Firm

FAMILY STEWARD WEALTH CONSULTING®

BURNS FINANCIAL MANAGEMENT | FAMILY STEWARD WEALTH CONSULTING® | FAMILY STEWARD WEALTH CONSULTING TM | BURNS FINANCIAL MANAGEMENT, INC.

CRD#: 130406 / SEC#: 801-63135

RIA

Registered Investment Advisory firm - (5/9/2012 Terminated)

Florida

Registered Investment Advisory firm - (5/9/2012 Approved)

Texas

Registered Investment Advisory firm - (3/8/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Hobe Sound, FL

Mailing Address

Phone number

(561) 624-3210

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 90,524,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Carol H. Chesser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol H Chesser's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY STEWARD WEALTH CONSULTING®

OSAIC FS, INC.

ASSET MANAGEMENT SECURITIES CORP.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1992

Series 7

Date: 3/6/1991

Series 24

Date: 6/23/1999

Current Firm

FAMILY STEWARD WEALTH CONSULTING®

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY STEWARD WEALTH CONSULTING®

TRUST BUT VERIFY

Contact information

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