Richard Desanctis
Professional Summary
Richard Desanctis, who also goes by Richard Anthony Desanctis, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1995 - 2015. Richard had worked at 1 firm and has passed the SIE, Series 6, Series 26 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Anthony Desanctis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
REICH & TANG DISTRIBUTORS L.P. | REICH & TANG DISTRIBUTORS, INC.
Contact Information
Established
Delaware since 10/23/1997Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REICH & TANG ASSET MANAGEMENT, LLC | 100 % SHAREHOLDER | — |
| BRANCAZIO, CHRISTOPHER JOHN | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER AND SECRETARY | 2078699 |
| DESANCTIS, RICHARD | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 2117932 |
| GILL, CHRISTOPHER J | SENIOR VICE PRESIDENT, DIRECTOR | 2464553 |
| JERKOVICH, JOSEPH | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | 4353543 |
| LYDON, MICHAEL PETER | EXECUTIVE VICE PRESIDENT, DIRECTOR | 1274887 |
| NELSON, THOMAS MATTHEW | PRESIDENT & CEO | 1907416 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2011About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2012About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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