Thomas Matthew Nelson
Professional Summary
Thomas Matthew Nelson was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1989 - 2015. Thomas had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
REICH & TANG DISTRIBUTORS L.P. | REICH & TANG DISTRIBUTORS, INC.
Contact Information
Established
Delaware since 10/23/1997Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REICH & TANG ASSET MANAGEMENT, LLC | 100 % SHAREHOLDER | — |
| BRANCAZIO, CHRISTOPHER JOHN | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER AND SECRETARY | 2078699 |
| DESANCTIS, RICHARD | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 2117932 |
| GILL, CHRISTOPHER J | SENIOR VICE PRESIDENT, DIRECTOR | 2464553 |
| JERKOVICH, JOSEPH | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | 4353543 |
| LYDON, MICHAEL PETER | EXECUTIVE VICE PRESIDENT, DIRECTOR | 1274887 |
| NELSON, THOMAS MATTHEW | PRESIDENT & CEO | 1907416 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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