David A. Gottschalk

CAPITAL ASSET ADVISORY

JACKSONVILLE, FL 32216

Some features on this profile are disabled

CRD#: 2117802

Professional summary

David Allen Gottschalk is a registered financial advisor currently at CAPITAL ASSET ADVISORY, INC. located in Jacksonville, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. David has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1 Name and address: David A. Gottschalk, 8825 Perimeter Park Blvd. #203, Jacksonville, FL 32216. Nature of Business: Independent life insurance agent for various independent life insurance companies. This outside business is not investment related. Position: Owner/President Duties: shop various insurance companies to meet the needs of the client needing life insurance. Start Date: 01/01/2000 Hours per month to this business: less than 5 Hours during securities trading hours: None #2 Name and Address: Guana View Properties, LLC located at 8825 Perimeter Park Blvd. Suite 203, Jacksonville, FL 32216. Nature of Business: Guana View Properties is a Limited Liability Company that was set up to buy the building that houses Capital Asset Advisory, Inc. This was set up on the advice of an accountant as a holding company for property. Position: David Gottschalk is the Owner/President and there are no duties associated with Guana View Properties, LLC. Start Date: 08/18/2005 Hours per month dedicated to this business: None, only a holding company. Hours during securities trading hours: None

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Gottschalk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2002 - Present

CAPITAL ASSET ADVISORY, INC.

Office #1: 8825 Perimeter Park Blvd. Suite 203, Jacksonville, FL 32216

RIA

CRD#: 125685

JACKSONVILLE, FL

Past

May 3, 2001 - December 21, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

JACKSONVILLE, FL

Past

January 13, 1998 - May 3, 2001

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

December 22, 1997 - January 13, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Past

July 19, 1996 - December 22, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 28, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

January 28, 1991 - August 14, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/7/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL ASSET ADVISORY, INC.

CRD#: 125685 / SEC#:

Florida

Registered Investment Advisory firm - (3/7/2002 Approved)

Georgia

Registered Investment Advisory firm - (5/18/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8825 Perimeter Park Blvd. Suite 203, Jacksonville, FL 32216

Mailing Address

Phone number

(904) 997-1221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 59,134,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andreas Heinrich

LPL ENTERPRISE, LLC

IAR

Jacksonville, FL

Michael Mcalpin

INTELLICAPITAL ADVISORS LLC

IAR

PONTE VEDRA, FL

Troy Davis

DAVIS CAPITAL MANAGEMENT

IAR

JACKSONVILLE, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Gottschalk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allen Gottschalk's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ASSET ADVISORY, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1995

Series 7

Date: 5/19/1997

Series 6

Date: 1/25/1991

Current Firm

CAPITAL ASSET ADVISORY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL ASSET ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors