Ford C. Droegemueller

PEAK FINANCIAL CONSULTING

Bloomington, MN 55431

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CRD#: 2117678

Professional summary

Ford Christopher Droegemueller, CFP® is a registered financial advisor currently at PEAK FINANCIAL CONSULTING, INC. located in Bloomington, Minnesota and MUTUAL SECURITIES, INC. located in Bloomington, Minnesota.

Ford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ford has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ford Christopher Droegemueller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

March 29, 2018 - Present

PEAK FINANCIAL CONSULTING, INC.

Office #1: 1650 West 82nd Street Suite 870, Bloomington, MN 55431

RIA

CRD#: 291860

Bloomington, MN

Current

May 14, 2018 - Present

MUTUAL SECURITIES, INC.

Office #1: 1650 West 82nd Street Suite 870, Bloomington, MN 55431

CRD#: 13092

Bloomington, MN

Past

June 13, 2006 - April 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMINGTON, MN

Past

June 2, 2006 - April 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

BLOOMINGTON, MN

Past

December 8, 2004 - June 5, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

GOLDEN VALLEY, MN

Past

July 1, 2002 - June 5, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

GOLDEN VALLEY, MN

Past

January 8, 1991 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK FINANCIAL CONSULTING, INC.

CRD#: 291860 / SEC#: 801-132854

RIA

Registered Investment Advisory firm - (5/27/2025 Approved)

California

Registered Investment Advisory firm - (7/2/2025 Terminated)

Colorado

Registered Investment Advisory firm - (6/4/2025 Terminated)

Minnesota

Registered Investment Advisory firm - (6/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/18/2018)

California
(5/14/2018)

Colorado
(5/16/2018)

IAR

Minnesota
(3/30/2018)

Minnesota
(5/14/2018)

South Dakota
(5/15/2018)

IAR

Texas
(3/29/2018)

Texas
(5/23/2018)

Virginia
(8/3/2021)

Wisconsin
(5/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1996

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/29/1992

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PEAK FINANCIAL CONSULTING, INC.

CRD#: 291860 / SEC#: 801-132854

RIA

Registered Investment Advisory firm - (5/27/2025 Approved)

California

Registered Investment Advisory firm - (7/2/2025 Terminated)

Colorado

Registered Investment Advisory firm - (6/4/2025 Terminated)

Minnesota

Registered Investment Advisory firm - (6/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2025 Terminated)

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Contact information

Main Address

1650 West 82nd Street Suite 870, Bloomington, MN 55431

Mailing Address

Phone number

(952) 303-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B SEC (4/24/2025)

Regulatory assets under management

Total Number of Accounts	716
AUM (Assets Under Management)	$ 110,173,267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ford C. Droegemueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ford Christopher Droegemueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

PEAK FINANCIAL CONSULTING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/1998

Series 63

Date: 1/7/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/25/1996

Series 22

Date: 7/29/1992

Series 6

Date: 1/7/1991

Series 24

Date: 10/18/2006

FINRA

Current Firm

PEAK FINANCIAL CONSULTING, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK FINANCIAL CONSULTING, INC.

TRUST BUT VERIFY

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