Thomas W. Bishop

CAMBRIDGE INVESTMENT RESEARCH

Glen Allen, VA 23060

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CRD#: 2116587

Professional summary

Thomas William Bishop is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Glen Allen, Virginia.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Bishop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2021 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 4050 Innslake Dr. Suite 110, Glen Allen, VA 23060

CRD#: 39543

Glen Allen, VA

Past

July 8, 2020 - April 30, 2021

OSAIC FS, INC.

CRD#: 3870

GLEN ALLEN, VA

Past

November 14, 2013 - July 9, 2020

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

April 9, 2012 - November 18, 2013

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

GLEN ALLEN, VA

Past

June 28, 2004 - December 16, 2011

LPL FINANCIAL LLC

CRD#: 6413

GLEN ALLEN, VA

Past

April 20, 2001 - June 29, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 29, 1999 - April 24, 2001

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

September 19, 1997 - October 21, 1999

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Past

March 10, 1994 - October 22, 1997

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

February 21, 1991 - March 15, 1994

F.N. WOLF & CO., INC.

CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(4/22/2021)

Texas
(4/22/2021)

Virginia
(4/22/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/13/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543 / SEC#: , 8-48740

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Phone number

(641) 472-5100

Established

Iowa since 10/12/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CAMBRIDGE INVESTMENT GROUP, INC.	SHAREHOLDER/HOLDING COMPANY
BELL, COLLEEN MCGUIRE	PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR	5077188
BOEN, RYAN	EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER	7842316
KUHLMAN, RICHARD HENRY	SVP, CHIEF LEGAL OFFICER	7076563
MILLER, SETH AARON	PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR	5495508
ROBBINS, TAMMY ANN	EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER	3125668
ROLLINS, EDDIE THOMAS	EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT	1523500
SHAFER, ANDREA LYNN	EVP, CHIEF SUPERVISION OFFICER	5448499
STONE, CARLA JEAN	FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER	3193985
TURNER, GREGORY WALTER	EVP, CONSULTING SERVICES	3144311
VEST, VALARIE KNOBLOCK	EVP, CHIEF EXPERIENCE OFFICER	3074142
VIVACQUA, JEFFREY FRANCIS	PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR	2608892
WEBBER, AMY LYNN	CEO, SECRETARY; DIRECTOR	1812670
YOUHN, STEPHEN MICHAEL	CHIEF COMPLIANCE OFFICER	1414691

Disclosures

Regulatory Event	13
Arbitration	4

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas W. Bishop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Bishop's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FS, INC.

SOUTHEAST INVESTMENTS, N.C., INC.

SUMMIT BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

JOSEPHTHAL & CO., INC.

BRANCH, CABELL & CO., INC.

H.J. MEYERS & CO., INC.

F.N. WOLF & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/1996

Series 63

Date: 3/1/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1991

Series 24

Date: 1/13/1994

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRUST BUT VERIFY

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