Feisal A. Malik
Professional summary
Feisal Ahmed Khan Malik, who also goes by Feisal Ahmed Malik, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Mclean, Virginia and SPIRE SECURITIES, LLC located in Mclean, Virginia.
Feisal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Feisal has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Feisal Ahmed Khan Malik's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2020 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102November 10, 2020 - Present
SPIRE SECURITIES, LLC
Office #1: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102Office #2: 7901 Jones Branch Dr. Suite 800, Mclean, VA 22102Office #3: 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102July 5, 2017 - November 19, 2020
BESTVEST INVESTMENTS, LTD.
June 20, 2017 - November 19, 2020
BESTVEST INVESTMENTS, LTD.
March 18, 2010 - February 3, 2016
SIGNATOR INVESTORS, INC.
December 12, 2007 - February 3, 2016
SIGNATOR INVESTORS, INC.
February 28, 2006 - November 30, 2007
NYLIFE SECURITIES LLC
February 14, 1994 - December 31, 2005
MML INVESTORS SERVICES, LLC
February 26, 1991 - March 31, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 26, 1991 - March 31, 1993
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
