FC
Felix W. Cheng
SCHWAB WEALTH ADVISORY
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 2115029
FC
Professional summary
Felix W Cheng, CFP®, who also goes by Wing Hong Cheng, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Francisco, California and CHARLES SCHWAB & CO., INC. located in San Francisco, California.
Felix is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Felix has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wing Hong Cheng
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kosbridge Realty Limited|Investment Related: No|211 Arygle Street 7/f, Kowloon, Hong Kong, FG, 00000, |Real Estate Ownership|Partner|1/1/2010|Less than 20 hour/month - 0 during trading hours|Inheritance from father's real estate holding company. The company is set up to hold two commerical properties and the company does not engage in actively buying and selling properties. It only deals with tenents for these properties. , 2) Propety Rental|Investment Related: No|372 Bay Ridge Dr, Daly City, CA, 94014, USA|Real Estate (Non-Agent/Broker)|Landlord|11/16/2020|Less than 20 hour/month - 0 during trading hours|Collect rent from tenant, communicate with tenant on future maintenance, 3) Rental|Investment Related: No|330 Shaw Rorad, South San Francisco, CA, 94080, USA|Real Estate (Non-Agent/Broker)|Landlord|1/1/2024|Less than 20 hour/month - 0 during trading hours|50% passive owner - do not handle day-to-day respsonsibilities, 4) Rental |Investment Related: No|132 Valleyview Way, South San Francisco, CA, 94080, USA|Real Estate (Non-Agent/Broker)|Landlord|1/1/2024|Less than 20 hour/month - 0 during trading hours|50% ownership residential rental 5) Cheng & Wong Reality LLC|Investment Related:No|330 Shaw Road;South San Francisco;CA;94080;USA|Real Estate (Non-Agent/Broker)|Registered Agent|2025-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Will hold a commercial real estate 330 Shaw Road, South San Francisco, CA 94080 already disclosed
CRS (Client Relationship Summary) - RIA
Click below to view Felix W Cheng's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 211 Main Street, San Francisco, CA 94105RIA
CRD#: 159035
San Francisco, CA
Current
May 7, 1997 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 211 Main Street, San Francisco, CA 94105RIA
BD
CRD#: 5393
San Francisco, CA
Past
July 8, 1997 - December 31, 2011
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SAN FRANCISCO, CA
Past
August 16, 1994 - April 10, 1997
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Past
February 18, 1994 - July 21, 1994
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
May 31, 1991 - January 26, 1994
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2012)
RR
California(5/7/1997)
IAR
California(1/3/2012)
RR
Colorado(3/7/2024)
RR
Connecticut(7/22/2022)
RR
Delaware(6/13/2025)
RR
Florida(3/9/2004)
RR
Georgia(1/18/2008)
RR
Hawaii(7/31/2025)
RR
Illinois(2/23/2024)
RR
Iowa(2/8/2024)
RR
Kentucky(7/29/2019)
RR
Maryland(2/9/2024)
RR
Massachusetts(2/8/2024)
RR
Minnesota(2/7/2024)
RR
New York(3/9/2004)
RR
Oregon(8/21/2018)
RR
Texas(3/9/2004)
IAR
Texas(1/6/2020)
RR
Virgin Islands(3/8/2024)
RR
Washington(3/9/2004)
RR
Wisconsin(9/21/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/15/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
