Christopher W. Moore

DST WEALTH MANAGEMENT LLC

Halfmoon, NY

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CRD#: 2114648

Professional summary

Christopher Walton Moore, who also goes by Christopher Mark Moore, Christopher Moore Moore, Chris Moore, is a registered financial advisor currently at DST WEALTH MANAGEMENT LLC located in Halfmoon, New York and ASHTON STEWART & CO., INC. located in Miami, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 16 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, Series 79TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Mark Moore | Christopher Moore Moore | Chris Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DST WEALTH MANAGEMENT LLC, INVESTMENT-RELATED; CALIFORNIA; INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 09/2022; APPROXIMATELY 100 HRS/MO DURING TRADING HOURS; INVESTMENT ADVISORY SERVICES. Cmooreus inc, investment related, 20 hours per week. receive compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Walton Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2023 - Present

DST WEALTH MANAGEMENT LLC

RIA

CRD#: 302110

Halfmoon, NY

Current

February 26, 2025 - Present

ASHTON STEWART & CO., INC.

Office #1: 1395 Brickell Ave Suite 800, Miami, FL 33131

CRD#: 112386

Miami, FL

Past

February 8, 2016 - September 1, 2021

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Santa Monica, CA

Past

July 1, 2009 - March 17, 2014

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

CASTLE ROCK, CO

Past

December 19, 2008 - June 10, 2009

K-ONE INVESTMENT COMPANY, INC.

RIA

CRD#: 16156

ARCADIA, CA

Past

December 19, 2008 - June 10, 2009

K-ONE INVESTMENT COMPANY, INC.

CRD#: 16156

FORT SMITH, AR

Past

June 2, 2008 - September 19, 2008

OLD MUTUAL CAPITAL

RIA

CRD#: 131405

DENVER, CO

Past

June 26, 2006 - September 19, 2008

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

BOSTON, MA

Past

March 17, 2005 - December 13, 2005

PACIFIC CORNERSTONE CAPITAL INCORPORATED

CRD#: 40397

SANTA ANA, CA

Past

January 4, 2002 - January 21, 2005

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

December 31, 2000 - January 4, 2002

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 7, 2000 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

February 23, 1998 - December 2, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

February 1, 1997 - January 27, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 25, 1996 - January 14, 1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 25, 1996 - January 14, 1997

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 25, 1991 - January 22, 1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 25, 1991 - January 22, 1996

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DST WEALTH MANAGEMENT LLC

DANNAH INVESTMENT GROUP, LLC | WILLIAM CHRISTIAN GABRIELSEN, PRODUCER'S PROSPECTS | JOHN BALMER DST WEALTH MANAGEMENT LLC, INVESTMENT ADVISOR | DST WEALTH MANAGEMENT LLC

CRD#: 302110 / SEC#: 801-118242

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

Arizona

Registered Investment Advisory firm - (4/30/2020 Terminated)

Arkansas

Registered Investment Advisory firm - (4/30/2020 Terminated)

California

Registered Investment Advisory firm - (5/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (4/30/2020 Terminated)

Georgia

Registered Investment Advisory firm - (5/1/2020 Terminated)

Idaho

Registered Investment Advisory firm - (4/30/2020 Terminated)

Iowa

Registered Investment Advisory firm - (5/1/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (4/30/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (4/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/30/2020 Terminated)

Washington

Registered Investment Advisory firm - (4/30/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/28/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/25/2024

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 2/25/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 6TO

Date: 2/25/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/22/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DST WEALTH MANAGEMENT LLC

DANNAH INVESTMENT GROUP, LLC | WILLIAM CHRISTIAN GABRIELSEN, PRODUCER'S PROSPECTS | JOHN BALMER DST WEALTH MANAGEMENT LLC, INVESTMENT ADVISOR | DST WEALTH MANAGEMENT LLC

CRD#: 302110 / SEC#: 801-118242

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

Arizona

Registered Investment Advisory firm - (4/30/2020 Terminated)

Arkansas

Registered Investment Advisory firm - (4/30/2020 Terminated)

California

Registered Investment Advisory firm - (5/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (4/30/2020 Terminated)

Georgia

Registered Investment Advisory firm - (5/1/2020 Terminated)

Idaho

Registered Investment Advisory firm - (4/30/2020 Terminated)

Iowa

Registered Investment Advisory firm - (5/1/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (4/30/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (4/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/30/2020 Terminated)

Washington

Registered Investment Advisory firm - (4/30/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/30/2020 Terminated)

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Contact information

Main Address

45110 Club Drive Suite B, Indian Wells, CA 92210

Mailing Address

Phone number

(760) 340-1448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DST BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,095
AUM (Assets Under Management)	$ 446,886,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher W. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Walton Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHTON STEWART & CO., INC.

PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS, LLC

K-ONE INVESTMENT COMPANY, INC.

K-ONE INVESTMENT COMPANY, INC.

OLD MUTUAL CAPITAL

OLD MUTUAL INVESTMENT PARTNERS

PACIFIC CORNERSTONE CAPITAL INCORPORATED

CAPITAL BROKERAGE CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

DST WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2023

Series 66

Date: 5/28/2008

Series 63

Date: 6/27/1991

Series 7TO

Date: 2/25/2024

Series 79TO

Date: 2/25/2024

Series 6TO

Date: 2/25/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/22/1996

Series 6

Date: 7/22/1991

FINRA

Current Firm

DST WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DST WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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