Pauline A. Cantin
Professional summary
Pauline Ann Cantin, who also goes by Pauline A Cantin, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Pauline is registered as a RR (Registered Representative) and started their career in finance in 1991. Pauline has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pauline Ann Cantin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2003 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484March 20, 2006 - November 4, 2020
AST INVESTMENT SERVICES, INC.
January 8, 2004 - March 24, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
February 26, 2003 - December 31, 2003
PRUCO SECURITIES, LLC.
February 26, 2003 - June 13, 2003
PRUCO SECURITIES, LLC.
October 27, 2000 - February 26, 2003
PGIM INVESTMENTS LLC
October 2, 1997 - February 26, 2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 8, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 8, 1991 - September 25, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2022)
(3/18/2022)
(6/13/2003)
(1/23/2025)
(12/2/2021)
(12/6/2021)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
Monitor Pauline Cantin
Get automatic monthly alerts on:
