George H. Vitta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Harold Vitta was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1991. George had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2010 - February 3, 2017
ASSET STRATEGIES PORTFOLIO SERVICES, INC.
April 28, 1993 - April 12, 1994
MARINER FINANCIAL SERVICES, INC.
January 29, 1991 - March 9, 1992
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASSET STRATEGIES PORTFOLIO SERVICES, INC.
CRD#: 125040 / SEC#: 801-62049
Contact information
Red Flags
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