Parviz P. Pourfarid
Professional summary
Parviz Paul Pourfarid, who also goes by Parviz P. Pourfarid, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Woodland Hills, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Parviz is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Parviz has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Parviz Paul Pourfarid's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
August 20, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210September 6, 2018 - July 9, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
December 7, 2010 - July 9, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
October 23, 2009 - November 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 18, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 1, 2005 - May 21, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2005 - May 21, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 2004 - March 4, 2005
ESSEX NATIONAL SECURITIES, LLC
February 13, 2004 - May 12, 2004
CITICORP INVESTMENT SERVICES
February 5, 2003 - May 12, 2004
CITICORP INVESTMENT SERVICES
January 31, 1997 - February 5, 2003
CAL FED INVESTMENTS
July 23, 1991 - January 31, 1997
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2025)
(8/25/2025)
(8/21/2025)
(8/21/2025)
(8/22/2025)
(9/4/2025)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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