Thomas C. Paron
Professional summary
Thomas C. Paron, who also goes by Thomas Paron, Tom Paron, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Southbury, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Southbury, Connecticut.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas C. Paron's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: Two Pomperaug Office Park Suite 301, Southbury, CT 06488January 9, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2 Pomperaug Office Park Ste 301, Southbury, CT 06488September 3, 2013 - May 26, 2017
CETERA WEALTH SERVICES, LLC
September 3, 2013 - May 26, 2017
CETERA WEALTH SERVICES, LLC
February 19, 2009 - September 3, 2013
WALNUT STREET SECURITIES, INC.
June 13, 2005 - March 29, 2018
COMPASS CAPITAL MANAGEMENT
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
January 10, 2003 - December 31, 2004
COMPASS CAPITAL MANAGEMENT
December 9, 1991 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
January 1, 1991 - December 6, 1991
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(2/14/2025)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Southbury, CT 06488TRUST BUT VERIFY
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