WH
William C. Heming
FORTIS CAPITAL ADVISORS
Staten Island, NY
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CRD#: 2111868
WH
Professional summary
William Colbert Heming JR, who also goes by William C. Heming Jr., is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Staten Island, New York and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. William has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William C. Heming Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Free Lance Actor/Entertainment Industry Consultant. Home-based. Start date: April 2021. Position: N/A. Duties: acting and consulting, <1 hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view William Colbert Heming JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2024 - Present
FORTIS CAPITAL ADVISORS, LLC
RIA
CRD#: 309709
Staten Island, NY
Current
February 2, 1993 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701BD
CRD#: 13577
Red Bank, NJ
Past
June 26, 1992 - February 4, 1993
EMANUEL AND COMPANY
BD
CRD#: 7309
NEW YORK, NY
Past
January 22, 1992 - June 26, 1992
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
October 29, 1991 - January 22, 1992
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
September 18, 1991 - October 31, 1991
MANCHESTER RHONE SECURITIES CORP.
BD
CRD#: 15886
Past
May 20, 1991 - August 22, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
April 20, 1991 - May 3, 1991
BERKELEY SECURITIES CORPORATION
BD
CRD#: 8397
NEW YORK, NY
Past
January 3, 1991 - February 6, 1991
GLOBAL CAPITAL SECURITIES, INC.
BD
CRD#: 13358
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/23/1993)
RR
Colorado(2/2/1993)
RR
Connecticut(2/2/1993)
RR
Florida(2/2/1993)
RR
Illinois(2/2/1993)
RR
Kentucky(7/14/2005)
RR
Maryland(2/2/1993)
RR
Minnesota(4/7/1994)
RR
Nevada(1/21/2009)
RR
New Jersey(2/2/1993)
RR
New Mexico(6/2/2021)
RR
New York(2/2/1993)
IAR
New York(7/16/2024)
RR
North Carolina(3/18/1997)
RR
Ohio(9/18/2007)
RR
Pennsylvania(2/2/1993)
RR
South Carolina(8/30/2006)
RR
Tennessee(2/9/2006)
RR
Texas(7/19/1993)
RR
Virginia(1/31/1995)
RR
Wisconsin(9/17/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
