Michael D. Blau
Professional summary
Michael David Blau, who also goes by Mike Blau, Michael D Blau, Mike Blau, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Lees Summit, Missouri and STATE FARM VP MANAGEMENT CORP. located in Lees Summit, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Blau's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 613 Sw 3rd St, Lees Summit, MO 64063February 16, 2023 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 613 Sw 3rd St, Lees Summit, MO 64063September 29, 2022 - November 9, 2022
STATE FARM VP MANAGEMENT CORP.
August 13, 2021 - September 14, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
October 11, 2018 - May 22, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 8, 2000 - September 13, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
June 26, 2000 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2023)
(5/23/2023)
(2/22/2023)
(4/10/2023)
(2/21/2024)
(2/26/2024)
Exams
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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