AN
Andrea L. Nameche
PARK AVENUE SECURITIES LLC
Columbus, OH 43240
Some features on this profile are disabled
CRD#: 2110586
AN
Professional summary
Andrea L Nameche, who also goes by Andrea L Alsvary Mrs., Andrea Lee Nameche, Andrea L Nistico Mrs., is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Columbus, Ohio.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Andrea has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea L Alsvary Mrs. | Andrea Lee Nameche | Andrea L Nistico Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance and Annuity Products other than Guardian-Place clients in product other than Guardian as the need arises,. Start: 01/01/2009, Address: 8425 Pulsar Place, Suite 450 Columbus, OH 43240, 2 bus hrs per month, Investment related, 2. Financial and Health Care Power of Attorney-Pay bills from our joint account and report to her monthly on overall finances. Assist with setting up doctor's appointments and obtaining and refilling prescriptions,. Start: 03/07/2017, Address: n/a, Hrs per month - tot/bus: 24/4, Not investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Andrea L Nameche's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrea L Nameche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8425 Pulsar Place Suite 450, Columbus, OH 43240RIA
BD
CRD#: 46173
Columbus, OH
Current
January 31, 2005 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8425 Pulsar Place Suite 450, Columbus, OH 43240RIA
BD
CRD#: 46173
Columbus, OH
Past
April 4, 1991 - October 12, 1999
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/19/2012)
IAR
Arizona(1/20/2017)
RR
California(2/26/2024)
IAR
California(2/26/2024)
RR
Colorado(11/22/2006)
IAR
Colorado(8/16/2016)
RR
Connecticut(3/16/2021)
IAR
Connecticut(3/16/2021)
RR
District of Columbia(7/6/2015)
IAR
District of Columbia(7/13/2015)
RR
Florida(3/2/2007)
IAR
Florida(7/8/2015)
RR
Georgia(12/3/2021)
IAR
Georgia(12/6/2021)
RR
Illinois(9/27/2013)
IAR
Illinois(7/13/2015)
RR
Kentucky(11/21/2006)
IAR
Kentucky(9/18/2017)
RR
Massachusetts(10/12/2022)
IAR
Massachusetts(10/18/2022)
RR
New Jersey(9/26/2014)
IAR
New Jersey(9/7/2018)
RR
New Mexico(8/13/2021)
IAR
New Mexico(8/13/2021)
RR
North Carolina(10/14/2021)
IAR
North Carolina(10/15/2021)
RR
Ohio(2/1/2005)
IAR
Ohio(10/3/2005)
RR
Oregon(2/6/2017)
IAR
Oregon(9/18/2017)
RR
Pennsylvania(2/28/2017)
IAR
Pennsylvania(3/1/2017)
RR
Texas(1/24/2018)
IAR
Texas(1/25/2018)
RR
Virginia(2/1/2011)
IAR
Virginia(7/13/2015)
RR
West Virginia(1/6/2021)
IAR
West Virginia(1/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
