Dermot T. Healey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dermot Thomas Healey JR, who also goes by D Thomas Healey, D Thomas Healey Jr, D. Thomas Healey Jr, D. Thomas Healey Jr, Dermot Thomas Jr Healey, Dermot Thoms Healey, Dermot Thomas Healy Jr, Tom Healey, was a registered financial professional .
Dermot is a previously registered financial professional and started their career in finance in 1991. Dermot had worked at 9 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2021 - October 4, 2023
TANGENT CAPITAL PARTNERS, LLC
June 28, 2017 - July 13, 2020
RIVERSTONE CAPITAL SERVICES LLC
August 13, 2012 - June 1, 2017
TRUVVO PARTNERS LLC
August 8, 2012 - June 1, 2017
ROUNDTABLE CAPITAL SERVICES LLC
May 19, 2005 - July 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2005 - July 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 1998 - May 13, 2005
MORGAN STANLEY & CO. LLC
March 30, 1992 - January 29, 1998
GATES CAPITAL CORPORATION
September 9, 1991 - May 1, 1992
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
March 18, 1991 - May 4, 1992
LANGDON P COOK & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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