Michael Foscaldi
Professional summary
Michael Foscaldi is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Foscaldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2021 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095June 14, 2021 - April 26, 2023
VOYA FINANCIAL PARTNERS, LLC
March 6, 2014 - September 18, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
December 11, 2000 - September 18, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 10, 1995 - December 19, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 21, 1994 - February 27, 1995
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2021)
(6/14/2021)
(6/15/2021)
(6/15/2021)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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