Daniel R. Gilman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Robinson Gilman, who also goes by Daniel Robison Gilman, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 79, Series 3, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2023 - October 31, 2024
REGIMENT SECURITIES, LLC.
January 30, 2019 - November 22, 2022
ERG SECURITIES (US) LLC
June 28, 2016 - February 6, 2019
H2C SECURITIES INC.
July 11, 2011 - May 17, 2016
JEFFERIES LLC
April 8, 2011 - June 10, 2011
PANAMERICAN CAPITAL SECURITIES LLC
March 13, 2001 - March 19, 2009
CITIGROUP GLOBAL MARKETS INC.
March 22, 2000 - February 26, 2001
PERSHING LLC
March 25, 1998 - October 20, 1998
AVM, L.P.
September 14, 1995 - March 16, 1998
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 7/26/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
REGIMENT SECURITIES, LLC.
CRD#: 311302 / SEC#: , 8-70607
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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