Michael Franklin Slaton
Professional Summary
Michael Franklin Slaton is a registered financial advisor currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
CRESCENT SECURITIES GROUP, INC.
Contact Information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093Mailing Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093Phone Number
(972) 490-0150Established
Texas since 04/10/2001Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/12/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 1994About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1990About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Franklin Slaton's CRS (Customer Relationship Summary).
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