Michael F. Slaton
Professional summary
Michael Franklin Slaton is a registered financial professional currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Franklin Slaton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2019 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093January 8, 2016 - September 10, 2019
LOWELL & COMPANY, INC.
February 23, 1998 - August 6, 2015
CAPROCK SECURITIES, INC.
January 5, 1998 - January 27, 1998
CAPROCK SECURITIES, INC.
January 6, 1993 - December 31, 1997
RETIREMENT INVESTMENT GROUP
December 19, 1990 - January 13, 1993
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2019)
Exams
FINRA
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993Plano, TX 75093TRUST BUT VERIFY
Monitor Michael Slaton
Get automatic monthly alerts on: