James F. Barrette
Professional summary
James F. Barrette, who also goes by James F Barrette, James Barrette, Jim Barrette, James Francis Barrette, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Littleton, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James F. Barrette's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039September 7, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932September 13, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 20, 2020 - June 29, 2021
NYLIFE SECURITIES LLC
November 11, 2019 - April 2, 2020
MML INVESTORS SERVICES, LLC
March 25, 2019 - October 3, 2019
PARK AVENUE SECURITIES LLC
November 27, 2018 - October 3, 2019
PARK AVENUE SECURITIES LLC
January 8, 2018 - November 5, 2018
EQUITY SERVICES, INC.
January 8, 2018 - November 5, 2018
EQUITY SERVICES, INC.
September 26, 2017 - January 18, 2018
VALIC FINANCIAL ADVISORS, INC.
September 26, 2017 - January 18, 2018
VALIC FINANCIAL ADVISORS, INC.
July 12, 2013 - June 9, 2017
WADDELL & REED
July 12, 2013 - June 9, 2017
WADDELL & REED
August 16, 2010 - July 15, 2013
MWA FINANCIAL SERVICES INC.
August 13, 2010 - July 15, 2013
MWA FINANCIAL SERVICES INC.
July 1, 2005 - July 29, 2010
NEW ENGLAND SECURITIES
January 12, 2005 - July 29, 2010
NEW ENGLAND SECURITIES
April 26, 2001 - December 13, 2004
PRUCO SECURITIES, LLC.
December 13, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 13, 1990 - December 13, 2004
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
