Patrick J. Kane
Professional summary
Patrick Joseph Kane Jr, who also goes by Pat Kane Jr, Patrick Joseph Kane Jr, Patrick Joseph Kane, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1991. Patrick has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Kane Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 2, 2004 - October 26, 2021
PRINCIPAL SECURITIES, INC.
October 23, 2002 - January 12, 2004
MUTUAL SERVICE CORPORATION
April 30, 2001 - November 20, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
January 12, 2000 - June 21, 2000
MML INVESTORS SERVICES, LLC
October 19, 1998 - January 27, 2000
MORGAN STANLEY DW INC.
June 18, 1997 - October 21, 1998
WS GRIFFITH SECURITIES, INC.
November 30, 1992 - June 18, 1997
VP DISTRIBUTORS LLC
November 5, 1991 - May 27, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
