Robert J. Russell
Professional summary
Robert James Russell IV, who also goes by Bob Russell, Robert James Russell, is a registered financial professional currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Chesapeake, Virginia.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert James Russell IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 1994 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 16, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 16, 1991 - March 31, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2016)
(10/13/1994)
Exams
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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