Daniel Joseph Maloney
Professional Summary
Daniel Joseph Maloney, who also goes by Daniel Maloney, is a registered financial advisor currently at ARIA CAPITAL ADVISORS, LLC located in St. Petersburg, Florida. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 62, Series 2 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Maloney
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ARIA CAPITAL ADVISORS, LLC
Contact Information
Main Address
475 Central Avenue, Suite M1, St. Petersburg, FL 33701Mailing Address
475 Central Avenue, Suite M1, St. Petersburg, FL 33701Phone Number
(727) 561-0900Established
Georgia since 07/22/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZWACK, JOHN ANTHONY | MANAGING DIRECTOR/FINOP/CHIEF COMPLIANCE OFFICER | 4438875 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Apr 2010Series 2 — Non-Member General Securities Examination
Passed Oct 1990SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Maloney's CRS (Customer Relationship Summary).
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