Daniel J. Maloney
Professional summary
Daniel Joseph Maloney, who also goes by Daniel Maloney, is a registered financial professional currently at ARIA CAPITAL ADVISORS, LLC located in St. Petersburg, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 62, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Maloney's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2010 - Present
ARIA CAPITAL ADVISORS, LLC
Office #1: 475 Central Avenue, Suite M1, St. Petersburg, FL 33701State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 4/28/2010
Corporate Securities Limited Representative ExaminationSeries 2
Date: 10/30/1990
Non-Member General Securities ExaminationFINRA
Current Firm
ARIA CAPITAL ADVISORS, LLC
CRD#: 130891 / SEC#: , 8-66407
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZWACK, JOHN ANTHONY | MANAGING DIRECTOR/FINOP/CHIEF COMPLIANCE OFFICER | 4438875 |
Red Flags
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